Master the 10-K and 10-Q (English Edition) baixar o livro de graça

Visit the PLI Brand Store here: amazon.com/pli. As the laws change, so do our publications.  Register to receive updates to this publication at PLI.edu/myupdates.

Master the 10-K and 10-Q, Fourth Edition is the second publication from PLI’s SEC Compliance and Disclosure Series, along with Master the 8-K and Master the Proxy Statement. It provides step-by-step instructions and detailed analysis of Form 10-K and Form 10-Q, highlighting areas in which your company can implement or refine its disclosure controls and procedures in order to ensure accurate and timely filings. Coverage includes:

• Filing procedures, deadlines, and extensions, and the impact of late filings

• Signature and certification requirements

• The “furnished” versus “filed” distinction

• Technical aspects of incorporation by reference

• Special rules for asset-backed issuers

• Exhibit requirements

This one-stop resource is enhanced with compliance practice pointers and more than a dozen appendices containing related forms, checklists, regulations, and SEC guidance.

Master the 10-K and 10-Q also provides up-to-the-minute guidance on the SEC’s 2023 rule (and proposed rule) changes and updated guidance, such as:

• New quarterly disclosures in both the Form 10-Q and Form 10-K regarding the adoption, modification, and termination, of Rule 10b5-1 trading arrangements and “non-Rule 10b5-1 trading arrangements” by directors, officers, and companies;

• “Clawback” disclosures—new check boxes on the Form 10-K cover, disclosures regarding recovery of excess incentive compensation, and a new requirement to file the company’s clawback policy as an exhibit to the 10-K;

• Cybersecurity disclosures (including the addition of Item 1C to Form 10-K);

• Disclosures about “close in time” option grant practices;

• Insider trading plans (applicable after 2024)—a new requirement for companies to file their insider trading policies as an exhibit to the Form 10-K (and, if they do not have such a policy, to explain why they do not); and

• Pending proposal to require disclosures relative to climate change in Forms 10-K and 10-Q.

Procurando Master the 10-K and 10-Q (English Edition)? Aqui você encontra tudo sobre este livro de Gary M. Brown, publicado por Practising Law Institute. Nesta página estão a descrição da obra, os detalhes da edição (1230 páginas) e os formatos disponíveis para baixar: pdf, mp3, áudio-livro, kindle. Se você gosta de Inglês e Outras Línguas, Por Idioma, eBooks em inglês, Direito, explore também outros títulos da mesma categoria no LivrosQualidade. Veja ainda as outras obras de Gary M. Brown em nosso catálogo.